股票
板块
用户
资讯
首页
天眼
自选
发现
开户
首页
天眼
自选
发现
我的

领益智造:H股公告-证券变动月报表

Month l<sub>y</sub> Retu rn for E<sub>q</sub> u it<sub>y</sub> Issuer and Hon<sub>g</sub> Kon<sub>g</sub> De<sub>p</sub>ositar<sub>y</sub> Recei <sub>p</sub>ts l isted u nder Cha<sub>p</sub>ter 19B of the Exchan<sub>g</sub>e Listi n<sub>g</sub> Ru les on Movements i n Secu rities

For the month ended : 3 1 October 2026

Status : N ew S u bm issi on

To : H on<sub>g</sub> Kon<sub>g</sub> Exchan<sub>g</sub>es and Cleari n<sub>g</sub> Li m ited

N ame of I ssue r: L I N GY I iTEC H (G UAN G DO N G) CO M PANY (A j o i nt stock com pany i ncorpo rated i n the Peop l e<sup>’</sup>s Repu b l i c of Ch i na with l i m ited l i ab i l ity<sub>,</sub> the <sup>"</sup>Com pany<sup>"</sup>)

Date Su bm itted : 05 N ovem ber 2026

I Movements i n Authorised / Re<sub>g</sub> istered Share Ca<sub>p</sub>ital Not a<sub>pp</sub>l icable

1. Class of sharesOrdinary sharesType of sharesHListed on the Exchange (Note 1)Yes+
Stock code (if listed)01688DescriptionH Shares
Add multi-counter stock code
□ Manual inputNumber of authorised/registered sharesPar valueAuthorised/registered share capital
Balance at close of preceding month811,811,880RMB1RMB811,811,880
Increase / decrease (-)0RMB
Balance at close of the month811,811,880RMB1RMB811,811,880
2. Class of sharesOrdinary sharesType of sharesAListed on the Exchange (Note 1)No
Stock code (if listed)002600DescriptionListed on Shenzhen Stock Exchange
Add multi-counter stock code
□ Manual inputNumber of authorised/registered sharesPar valueAuthorised/registered share capital
Balance at close of preceding month7,350,610,065RMB1RMB7,350,610,065
Increase / decrease (-)7,922,620RMB7,922,620
Balance at close of the month7,358,532,685RMB1RMB7,358,532,685
图1

Add remarks

Remarks :

The Com pany is a j o i nt stock com pany i ncorporated i n the People<sup>’</sup>s Repu b l i c of Ch i na with l i m ited l iabi l ity. The refore the concept of <sup>"</sup>Authorised / Reg iste red S hare Capital <sup>"</sup> is not app l i cab l e to the Com <sub>p</sub>an<sub>y</sub>. The i nformation shown as <sup>"</sup>Authorised / Re<sub>g</sub> iste red S hare Ca<sub>p</sub> ital <sup>"</sup> i n Secti on I above refe rs to the <sup>"</sup> I ssued S hare Ca<sub>p</sub>ital <sup>"</sup> of the Com <sub>p</sub>an<sub>y</sub>.

I I <sub>.</sub> Movements i n Issued Shares and/or Treasu r<sub>y</sub> Shares and Pu bl ic Float Sufficienc<sub>y</sub> Confi rmation

1. Class of sharesOrdinary sharesType of sharesHListed on the Exchange (Note 1)Yes
Stock code (if listed)01688DescriptionH Shares
Add multi-counter stock code
Number of issued shares (excluding treasury shares)Number of treasury sharesTotal number of issued shares
Balance at close of preceding month811,811,8800811,811,880
Increase / decrease (-)0
Balance at close of the month811,811,8800811,811,880

Pu bl ic float sufficiency confi rmation (Note 4)

Pursuant to Main Board Rule 13.32D(1) or 19A.28D(1) / GEM Rule 17.37D(1) or 25.21D(1), we hereby confirm that, in relation to the class of shares as set out above, as at the close of the month:
the applicable public float requirement (see below) has been complied withthe applicable public float requirement (see below) has not been complied with
The applicable minimum public float requirement for the class of shares as set out above pursuant to Main Board Rule 13.32B or 19A.28B / GEM Rule 17.37B or 25.21B (as the case may be) is:
Applicable public float thresholdPercentage threshold applicable to a PRC issuer with other listed shares - 5% of the total number of issued shares in the class to which the listed H shares belong (excluding treasury shares)
Additional informationThe above public float level is confirmed based on publicly available information and the best knowledge of the Company.
2. Class of sharesOrdinary sharesType of sharesAListed on the Exchange (Note 1)No
Stock code (if listed)002600DescriptionListed on Shenzhen Stock Exchange
Add multi-counter stock code
Number of issued shares (excluding treasury shares)Number of treasury sharesTotal number of issued shares
Balance at close of preceding month7,306,402,36544,207,7007,350,610,065
Increase / decrease (-)-1,261,8559,184,475
Balance at close of the month7,305,140,51053,392,1757,358,532,685

I I I <sub>.</sub> Detai ls of Movements i n Issued Shares and/or Treasu r<sub>y</sub> Shares

(A)<sub>.</sub> Share Options (u nder Share Option Schemes of the Issuer) N ot appl icable

1. Class of sharesOrdinary sharesType of sharesAListed on the Exchange (Note 1)No+
Stock code (if listed)002600DescriptionListed on Shenzhen Stock Exchange
Add multi-counter stock code
Particulars of share option schemeNumber of share options outstanding at close of preceding monthMovement during the monthNumber of share options outstanding at close of the monthNumber of new shares issued during the month pursuant thereto (A1)Number of treasury shares transferred out of treasury during the month pursuant thereto (A2)Number of shares which may be issued or transferred out of treasury pursuant thereto as at close of the monthThe total number of shares which may be issued or transferred out of treasury upon exercise of all share options to be granted under the scheme at close of the month
1).2024 Share Option Scheme91,578,186Exercised - new shares involved-7,922,620+83,655,5667,922,620Auto-fill83,655,56683,655,566+
General Meeting approval date (if applicable)
Increase in issued shares (excluding treasury shares): 7,922,620 Ordinary shares A (AA1)Decrease in treasury shares: Auto-fill Ordinary shares A (AA2)Total funds raised during the month from exercise of options: RMB 34,701,075.6Add remarks

Remarks :

N o fu rther share o<sub>p</sub>tions wi l l be <sub>g</sub> ranted b<sub>y</sub> the Com <sub>p</sub>an<sub>y</sub> u nder the 2024 S hare O<sub>p</sub>tion Scheme after the l isti n<sub>g</sub> of the H shares of the Com <sub>p</sub>an<sub>y</sub> on the M ai n Board of The Stock Exchan<sub>g</sub>e of H on<sub>g</sub> Kon<sub>g</sub> Li m ited . As at the close of th is month the n u m ber of A S hares u nderl<sub>y</sub>i n<sub>g</sub> the outstand i n<sub>g</sub> o<sub>p</sub>tions avai lable to <sub>g</sub> rant u nder the 2024 S hare O<sub>p</sub>tion Scheme amou nted to 83 655 566

Add remarks

✔ N ot a<sub>pp</sub>l icable

Add remarks

✔ N ot a<sub>pp</sub>l icable

(D)<sub>.</sub> Any other Ag reements or Arrangements to Issue Shares of the Issuer<sub>,</sub> i ncl ud i ng Options (other than Share Option Schemes) N ot a<sub>pp</sub>l icable

1. Class of sharesOrdinary sharesType of sharesAListed on the Exchange (Note 1)No+
Stock code (if listed)002600DescriptionListed on Shenzhen Stock Exchange
Add multi-counter stock code
Description of other agreements or arrangementsGeneral Meeting approval date (if applicable)Number of new shares issued during the month pursuant thereto (D1)Number of treasury shares transferred out of treasury during the month pursuant thereto (D2)Number of shares which may be issued or transferred out of treasury pursuant thereto as at close of the month
1).2024 Employee Stock Ownership Plan0+
2).2025 Employee Stock Ownership Plan0
Increase in issued shares (excluding treasury shares): Auto-fill Ordinary shares A (DD1)Decrease in treasury shares: Auto-fill Ordinary shares A (DD2)Add remarksRemarks:No new shares of the Company will be issued pursuant to the 2024 Employee Stock Ownership Plan and the 2025 Employee Stock Ownership Plan. As at the close of this month, the total number of A shares held by the 2024 Employee Stock Ownership Plan and 2025 Employee Stock Ownership Plan was 44,420,924. No shares will be further transferred out of treasury for the purpose of the 2024 Employee Stock Ownership Plan and 2025 Employee Stock Ownership Plan.-

(E)<sub>.</sub> Other Movements i n Issued Shares and/or Treasu ry Shares N ot a<sub>pp</sub>l icable

1. Class of sharesOrdinary sharesType of sharesAListed on the Exchange (Note 1)No+
Stock code (if listed)002600DescriptionListed on Shenzhen Stock Exchange
Add multi-counter stock code
EventsAt price (if applicable)Date of event (Note 2)General Meeting approval date (if applicable)Increase/ decrease (-) in issued shares (excluding treasury shares) during the month pursuant thereto (E1)Increase/ decrease (-) in treasury shares during the month pursuant thereto (E2)Number of shares redeemed or repurchased for cancellation but not yet cancelled as at close of the month (Note 3)
CurrencyAmount
1).Repurchase of shares (shares held as treasury shares)RMB11.0112 October 2026-4,295,3754,295,375
2).Repurchase of shares (shares held as treasury shares)RMB10.7713 October 2026-4,889,1004,889,100
Increase/ decrease (-) in issued shares (excluding treasury shares): -9,184,475 Ordinary shares A (EE1)Increase/ decrease (-) in treasury shares: 9,184,475 Ordinary shares A (EE2)Add remarks
Total increase/ decrease (-) in issued shares (excluding treasury shares) during the month (i.e. Total of AA1 to EE1): -1,261,855 Ordinary shares ATotal increase/ decrease (-) in treasury shares during the month (i.e. Total of AA2 to EE2): 9,184,475 Ordinary shares A

Add remarks

IV<sub>.</sub> I nformation about Hong Kong Depositary Recei pt (H DR) ✔ Not applicable

Add remarks

Submitted by:Guo Rui
Title:Joint Company Secretary

V<sub>.</sub> Co nfi rmati o ns N ot a<sub>pp</sub>l icable

P u rsuant to M ai n Board R u l e 13 25C / G E M R u le 17 27C we he reb<sub>y</sub> confi rm to the best knowl ed<sub>g</sub>e i nformation and be l ief that i n re l ati on to each of the secu riti es issued or the treasu r<sub>y</sub> shares so ld or transfe rred b<sub>y</sub> the issue r d u ri n<sub>g</sub> the month as set out i n Parts I I I and IV wh i ch has not bee n <sub>p</sub>revi ousl<sub>y</sub> d iscl osed i n a retu rn <sub>p</sub>u bl ished u nde r M ai n Board R u l e 13 25A / G E M R u l e 17 27A it has bee n d u l<sub>y</sub> authorised b<sub>y</sub> the board of d i rectors of the l isted issue r and carri ed out i n com <sub>p</sub>l i ance with al l a<sub>pp</sub> l i cab le l isti n<sub>g</sub> ru l es laws and othe r re<sub>g</sub> u lator<sub>y</sub> re<sub>q</sub> u i re me nts and i nsofar as a<sub>pp</sub>l icable :

(N ote 5)

(i) al l m o n ey d u e to th e l isted issu e r i n respect of th e issu e of secu riti es <sub>,</sub> o r sal e o r transfe r of treasu ry sh ares h as bee n rece ived by it;

(i i) al l p re-co n d iti o ns fo r l isti n g i m posed by th e R u l es G ove rn i n g th e Listi n g of Secu riti es o n Th e Stock Exch an ge of H o n g Ko n g Li m ited u n de r <sup>"</sup>Q u al ifi cati o ns of l isti n g<sup>"</sup> h ave bee n fu lfi l l ed ;

(i i i) al l (if any) co n d iti o ns co ntai n ed i n th e fo rm al l ette r g ranti n g l isti n g of an d pe rm issi o n to deal i n th e secu riti es h ave bee n fu lfi l l ed ;

( i v) al l t h e s e c u r i t i e s of e ac h c l ass are i n al l re s p e cts i d e n t i cal ( N ote 5) ;

(v) al l docu m e nts req u i red by th e Co m pan i es (Wi n d i n g U p an d M isce l l an eo us P rovisi o ns) O rd i n an ce to be fi l ed with th e Reg istrar of Co m pan i es h ave bee n d u ly fi l ed an d th at co m p l i an ce h as been made with al l other le<sub>g</sub>al re<sub>q</sub> u i rements <sub>;</sub>

(vi) al l th e defi n itive docu m e nts of titl e h ave bee n de l ive red/are ready to be de l ive red/are be i n g p re pared an d wi l l be de l ive red i n acco rdan ce with th e te rms of issu e <sub>,</sub> sal e o r transfe r ;

(vi i) co m p l eti o n h as take n p l ace of th e p u rch ase by th e issu e r of al l p rope rty sh own i n th e l isti n g docu m e nt to h ave bee n p u rch ased o r ag reed to be p u rch ased by it an d th e p u rch ase consi de rati on fo r al l such ro e rt has bee n d u l satisfi ed <sub>;</sub> and

(vi i i) th e trust deed/deed po l l re l ati n g to th e de be ntu re <sub>,</sub> l oan stock<sub>,</sub> n otes o r bo n ds h as bee n co m p l eted an d executed <sub>,</sub> an d parti cu l ars th e reof<sub>,</sub> if so req u i red by l aw<sub>,</sub> h ave bee n fi l ed with th e Re<sub>g</sub> istrar of Com <sub>p</sub>an ies .

Add remarks

(D i recto r Secretary o r oth e r D u ly Auth o rised Offi ce r)

N otes

1 . The Exchan<sub>g</sub>e refers to The Stock Exchan<sub>g</sub>e of H on<sub>g</sub> Kon<sub>g</sub> Li m ited

2 . I n the case of re pu rchase of shares (shares repu rchased and cance l l ed) and rede m pti o n of shares (shares redee med and cance l l ed) <sub>,</sub> <sup>"</sup>date of eve nt<sup>"</sup> shou l d be construed as <sup>"</sup>cance l l ati o n date<sup>"</sup>

I n th e case of re p u rch ase of sh ares (sh ares h e l d as treasu ry sh ares) <sub>,</sub> <sup>"</sup>date of eve nt<sup>"</sup> sh o u l d be co nstru ed as <sup>"</sup>date o n wh i ch sh ares we re re p u rch ased an d h e l d by th e issu e r i n <sup>t</sup>reas u ry<sup>"</sup> .

3 The i nformati on is req u i red i n the case of repu rchase of shares (shares repu rchased for cance l l ati on but not yet cance l l ed) and rede m pti on of shares (shares redee med but not yet cance l led) . P lease state the n u m be r of shares repu rchased or redee med d u ri ng the month or i n preced i ng month (s) but pe nd i ng can ce l l ati on as at cl ose of the month as a negative n u m be r

4 <sup>"</sup> I n itial P rescri bed Th reshold<sup>” "</sup>Alternative Th reshold<sup>”</sup> and <sup>"</sup>market val ue<sup>"</sup> have the mean i n<sub>g</sub>s ascri bed thereto u nder M ai n Board Ru le 13 32A or 19A 28A / G E M Ru le 17 37A or 25 2 1A See also M ai n Board Ru le 13 32 D(4) or 19A 28 D(4) / G E M Ru le 17 37 D(4) or 25 2 1 D(4) on the basis of the pu bl ic float d isclosu re

3. The information is required in the case of repurchase of shares (shares repurchased for cancellation but not yet cancelled) and redemption of shares (shares redeemed but not yet cancelled). Please state the number of shares repurchased or redeemed during the month or in preceding month(s) but pending cancellation as at close of the month as a negative number.

4. "Initial Prescribed Threshold”, "Alternative Threshold” and "market value" have the meanings ascribed thereto under Main Board Rule 13.32A or 19A.28A / GEM Rule 17.37A or 25.21A. See also Main Board Rule 13.32D(4) or 19A.28D(4) / GEM Rule 17.37D(4) or 25.21D(4) on the basis of the public float disclosure.

5 . I te ms (i) to (vi i i) are su ggested fo rms of co nfi rm ati o n . Th e l isted issu e r m ay am e n d th e ite m (s) th at is/are n ot app l i cab l e to m eet i n d ivi d u al cases . Wh e re th e issu e r h as al ready made the re l evant confi rmati ons i n a retu rn <sub>p</sub>u b l ished u nde r M ai n Board R u l e 13 . 25A / G E M R u l e 17 . 27A i n re l ati on to the secu riti es issued or the treasu r<sub>y</sub> shares so ld or transfe rred n o fu rth e r co nfi rm ati o n is re<sub>q</sub> u i red to be m ade i n th is retu rn

6 . <sup>“</sup> I de nti cal<sup>”</sup> m eans i n th is co ntext:

th e secu riti es are of th e sam e n o m i n al val u e with th e sam e am o u nt cal l ed u <sub>p</sub> o r <sub>p</sub>ai d u <sub>p ;</sub>

th e<sub>y</sub> are e ntitl ed to d ivi de n d/i nte rest at th e sam e rate an d fo r th e sam e <sub>p</sub>e ri od so th at at th e n ext e nsu i n <sub>g</sub> d istri b uti o n th e d ivi de n d/i nte rest <sub>p</sub>a<sub>y</sub>ab l e <sub>p</sub>e r u n it wi l l am o u nt to exactly the same su m (g ross and net) ; and

th e<sub>y</sub> carr<sub>y</sub> th e sam e ri <sub>g</sub> hts as to u n restri cted transfe r <sub>,</sub> atte n dan ce an d voti n <sub>g</sub> at m eeti n <sub>g</sub>s an d ran k <sub>p</sub>ari <sub>p</sub>assu i n al l oth e r res<sub>p</sub>ects .

股份發行人及根據 《上市規則》 第十九B章上市的香港預託證券發行人的證券變動月報表

截至月份: 2026年 1 0 月 3 1 日

狀態: 新提交

致: 香港交易及結算所有限公司

公司 名稱: 廣東領益智造股份有限公司 (於中華人民共和國註冊成立的股份有限公司 「本公司」 )

呈交 日 期: 2026年 1 1 月 5 日

I<sub>.</sub> 法定/註冊股本變動 不適用

1.股份分類普通股股份類別H於香港聯交所上市(註1)是+
證券代號(如上市)01688說明H股
增加多櫃檯證券代號
□手動填寫法定/註冊股份數目面值法定/註冊股本
上月底結存811,811,880RMB1RMB811,811,880
增加/減少(-)0RMB
本月底結存811,811,880RMB1RMB811,811,880
2.股份分類普通股股份類別A於香港聯交所上市(註1)否
證券代號(如上市)002600說明於深圳證券交易所上市
增加多櫃檯證券代號
□手動填寫法定/註冊股份數目面值法定/註冊股本
上月底結存7,350,610,065RMB1RMB7,350,610,065
增加/減少(-)7,922,620RMB7,922,620
本月底結存7,358,532,685RMB1RMB7,358,532,685

本月底法定/註冊股本總額: RMB

8<sub>,</sub> 1 70<sub>,</sub>344<sub>,</sub>565

增加備註

備註:

本公司乃於中華人民共和國註冊成立的股份有限公司<sub>,</sub> 因此<sub>,</sub> 「法定/註冊股本」 之概念不適用於本公司<sub>。</sub> 在上述第I部顯示 「法定/註冊股本」 的資料是指本公司 的 「已發行股本」 <sub>。</sub>

II 已發行股份及/或庫存股份變動及足夠公眾持股量的確認

1.股份分類普通股股份類別H於香港聯交所上市(註1)是
證券代號(如上市)01688說明H股
增加多櫃檯證券代號
已發行股份(不包括庫存股份)數目庫存股份數目已發行股份總數
上月底結存811,811,8800811,811,880
增加/減少(-)0
本月底結存811,811,8800811,811,880

足夠公眾持股量的確認(註4)

根據《主板上市規則》第13.32D(1)條或第19A.28D(1)條/《GEM上市規則》第17.37D(1)條或第25.21D(1)條,我們在此確認,就上述所列股份類別而言,截至本月底:
☑ 已符合適用的公眾持股量要求(見下方)☐ 未符合適用的公眾持股量要求(見下方)
根據《主板上市規則》第13.32B條或第19A.28B條/《GEM上市規則》第17.37B條或第25.21B條(視情況而定)所載的有關股份類別的最低公眾持股量要求為:
適用的公眾持股量門檻適用於擁有其他上市股份的中國發行人的百分比門檻-上市H股所屬類別之已發行股份總數(不包括庫存股份)的5%
額外信息上述的公眾持股量是根據公開可得資料及就本公司所知予以確認。
2.股份分類普通股股份類別A於香港聯交所上市(註1)否
證券代號(如上市)002600說明於深圳證券交易所上市
增加多櫃檯證券代號
已發行股份(不包括庫存股份)數目庫存股份數目已發行股份總數
上月底結存7,306,402,36544,207,7007,350,610,065
增加/減少(-)-1,261,8559,184,475
本月底結存7,305,140,51053,392,1757,358,532,685

增加備註

III 已發行股份及/或庫存股份變動詳情

(A) 股份期權 (根據發行人的股份期權計劃) 不適用

1.股份分類普通股股份類別A於香港聯交所上市(註1)否+
證券代號(如上市)002600說明於深圳證券交易所上市
增加多櫃檯證券代號
股份期權計劃詳情上月底結存的股份期權數目本月內變動本月底結存的股份期權數目本月內因此發行的新股數目(A1)本月內因此自庫存轉讓的庫存股份數目(A2)本月底因此可能發行或自庫存轉讓的股份數目本月底可於所有根據計劃授出的股份期權予以行使時發行或自庫存轉讓的股份總數+
1).2024年股票期權激勵計劃91,578,186已行使-涉及新股-7,922,620+83,655,5667,922,620Auto-fill83,655,56683,655,566
股東大會通過日期(如適用)
增加已發行股份(不包括庫存股份): 7,922,620 普通股A(AA1)减少庫存股份: Auto-fill 普通股A(AA2)本月內因行使期權所得資金總額: RMB 34,701,075.6

增加備註

備註:

於本公司H股在香港聯合交易所有限公司 主板上市後 本公司將不會再根據2024年股票期權激勵計劃授出任何購股權 截至本月 月底 根據2024年股票期權激勵計劃項下可供授予但尚未行使的購股權所涉及的A股股份數 目 為83<sub>,</sub>655<sub>,</sub>566股<sub>。</sub>

(B) 承諾發行發行人股份的權證

✔ 不適用

增加備註

增加備註

(D) 為發行發行人股份所訂立的任何其他協議或安排 包括期權(但不包括根據股份期權計劃發行的期權) 不適用

1.股份分類普通股股份類別A於香港聯交所上市(註1)否+
證券代號(如上市)002600說明於深圳證券交易所上市
增加多櫃檯證券代號
其他協議或安排的說明股東大會通過日期(如適用)本月內因此發行的新股數目(D1)本月內因此自庫存轉讓的庫存股份數目(D2)本月底因此可能發行或自庫存轉讓的股份數目
1).2024年員工持股計劃0
2).2025年員工持股計劃0
增加已發行股份(不包括庫存股份): Auto-fill 普通股 A (DD1)减少庫存股份: Auto-fill 普通股 A (DD2)
增加備註
備註:
本公司將不會根據2024年員工持股計劃及2025年員工持股計劃項下發行任何新股份。截至本月月底,2024年員工持股計劃及2025年員工持股計劃持有的A股股份總數為44,420,924股。概無任何庫存股份預留作2024年員工持股計劃及2025年員工持股計劃之用途。-

(E)<sub>.</sub> 已發行股份及/或庫存股份的其他變動 不適用

1.股份分類普通股股份類別A於香港聯交所上市(註1)否+
證券代號(如上市)002600說明於深圳證券交易所上市
增加多櫃檯證券代號
事件價格(如適用)事件發生日期(註2)股東大會通過日期(如適用)本月內因此而增加/減少(-)已發行股份(不包括庫存股份)(E1)本月內因此而增加/減少(-)庫存股份(E2)贖回/購回股份(擬註銷但截至本月底尚未註銷)的數目(註3)
貨幣價格
1).購回股份(股份被持作庫存股份)RMB11.012026年10月12日-4,295,3754,295,375+
2).購回股份(股份被持作庫存股份)RMB10.772026年10月13日-4,889,1004,889,100
增加/減少(-)已發行股份(不包括庫存股份): -9,184,475 普通股A (EE1)增加/減少(-)庫存股份: 9,184,475 普通股A (EE2)增加備註
本月內合共增加/減少(-)已發行股份(不包括庫存股份)總額(即AA1至EE1項的總和): -1,261,855 普通股A本月內合共增加/減少(-)庫存股份總額(即AA2至EE2項的總和): 9,184,475 普通股A

增加備註

增加備註

根據 《主板上市規則》 第1 3 25C條 / 《GEM上市規則》 第1 7 27C條 我們在此確認 據我們所知所信 發行人在本月 的每項證券發行或庫存股份出售或轉讓 (如第III部及第IV部所述但未曾於根據《主板上市規則》 第1 3 25A條 / 《GEM上市規則》 第1 7 27A條所刊發的報表中披露) 已獲發行人董事會正式授權批准 並遵照所有適用上市規則<sub>、</sub> 法律及其他監管規定進行 並在適用 的情況下 :( 註 5 )

(i)上市發行人已收取其在是次證券發行或庫存股份出售或轉讓應得的全部款項;
(ii)《香港聯合交易所有限公司證券上市規則》「上市資格」項下所規定有關上市的一切先決條件已全部履行;
(iii)批准證券上市買賣的正式函件內所載的所有條件(如有)已予履行;
(iv)每類證券在各方面均屬相同(註5);
(v)《公司(清盤及雜項條文)條例》規定送呈公司註冊處處長存檔的全部文件已經正式存檔,而一切其他法律規定亦已全部遵行;
(vi)確實所有權文件按照發行、出售或轉讓條款的規定經已發送/現正準備發送/正在準備中並將會發送;
(vii)發行人的上市文件所示已由其購買或同意購買的全部物業的交易已完成;全部該等物業的購買代價已予繳付;及
(viii)有關債券、借貸股份、票據或公司債券的信託契約/平邊契據經已製備及簽署,有關詳情已送呈公司註冊處處長存檔(如法律如此規定)。

增加備註

呈交者 :

郭瑞

職銜:

聯席公司秘書

(董事<sub>、</sub> 秘書或其他獲正式授權的人員)

1 . 香港聯交所指香港聯合交易所有限公司

2 . 在購回股份 (股份購回並註銷) 及贖回股份 (股份贖回並註銷) 的情況下 「事件發生 日 期」 應理解爲 「註銷 日 期」

在購回股份 (股份被持作庫存股份) 的情況下 「事件發生 日 期」 應理解爲 「發行人購回並以庫存方式持有股份的 日 期」

3 . 在購回股份 (股份購回擬註銷但尚未註銷) 及贖回股份 (股份贖回但尚未註銷) 的情況下須提供相關資料<sub>。</sub> 請用負數來註明於本月 或早前月份購回或贖回但截至本月底尚待註銷的股份數 目 <sub>。</sub>

4 「初始規定門檻」 <sub>、</sub> 「替代門檻」 及 「市值」 的涵義按照 《主板上市規則》 第1 3<sub>.</sub>32A條或第1 9A<sub>.</sub>28A條 / 《GEM上市規則》 第1 7<sub>.</sub>37A條或第25<sub>.</sub>21 A條所界定<sub>。</sub> 有關公眾持股量披露的依據 另 請參 閱 《 主 板上 市規則 》 第 1 3 <sub>.</sub>32 D(4)條或 1 9A<sub>.</sub>28D(4)條 / 《G EM上 市規則 》 第 1 7<sub>.</sub>3 7 D(4)條或25 <sub>.</sub>2 1 D(4)條<sub>。</sub>

4. 「初始規定門檻」、「替代門檻」及「市值」的涵義按照《主板上市規則》第13.32A條或第19A.28A條 / 《GEM上市規則》第17.37A條或第25.21A條所界定。有關公眾持股量披露的 依據, 另請參閱《主板上市規則》第13.32D(4)條或19A.28D(4)條 / 《GEM上市規則》第17.37D(4)條或25.21D(4)條。

5 . (i) 至 (viii) 項為確認內容的建議格式<sub>。</sub> 上市發行人可按個別情況就不適用 的項 目 予以修訂<sub>。</sub> 如發行人早前已就某證券發行或庫存股份出售或轉讓於根據 《主板上市規則》 第1 3<sub>.</sub>25A條 /《GEM上市規則》 第1 7 27A條所刊發的報表中作出有關確認 則不需要於此報表再作確認

6 . 在此 「相 同」 指 :

證券的面值相 同 須繳或繳足的股款亦相 同 ;

證券有權領取同一期間 內按同一息率計算的股息/利息<sub>,</sub> 下次派息時每單位應獲派發的股息/利息額亦完全相 同 (總額及淨額) ; 及

證券附有相 同權益 如不受限制的轉讓 出席會議及於會上投票 並在所有其他方面享有同等權益

原文链接
多空观点 观点仅供交流,不构成投资建议
点赞
踩一踩
收藏
分享

评论 (0)

0/200
声明:社区内容仅代表用户个人观点,不构成任何投资建议。投资有风险,入市需谨慎。